84 Jobs for Compliance Legal, Asset Management

Receive JobAlert
Senior Associate, Global Banking & Markets Operations ...

...asset management services to clients around the world. In addition, Operations provides essential risk management and controls to preserve and enhance the firm's assets and its reputation. For every n...

Remote - AFC AML - Model Remediation ...

...compliance covering multiple product lines such as correspondent banking, wealth management, brokerage, trade and asset management; Knowledge and understanding of financial crime and AML policies, pro...

Marketing Officer, Corporate Events

...management skills are necessary. Strong problem-solving, resource management, and time-management skills. Highly organized, results-oriented with strong attention to detail and good follow-through ski...

Asset & Wealth Management, Client Solutions Group, ...

...asset management firm or other financial services organization Basic knowledge of, and passion for, the asset management business and capital markets Highly organized with exceptional attention to det...

Director- Lead Specialty Underwriter and Portfolio Manager

...asset management  Preferred Qualifications: Bachelor's Degree in Accounting, Finance, or other relevant fields 10+ years of experience in credit underwriting or portfolio management or asset managemen...

Senior Legal Counsel/Attorney - Alternative Investments Fund ...

...asset classes such as Real Estate, Infrastructure, Private Equity Knowledge of investment management legal issues, including pertinent regulations and guidance on investment advisory issues in the con...

Technology Risk , VP

...management and supporting teams, Enterprise Technology Risk Management, Compliance, Corporate Audit and Legal throughout regulatory remediation lifecycle Oversee, review, and report upon regulatory re...

Senior Sales

...Compliance@spglobal.com and your request will be forwarded to the appropriate person. US Candidates Only: The EEO is the Law Poster http://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf des...

Director, Managing Counsel- Investment Management

...Compliance in drafting, updating and applying policies and procedures for investment management and distribution functions, as well as providing support in connection with relevant registration/disclo...

Business Risk Ops Manager

...management/control objectives What we value These skills will help you succeed in this role Risk management skills Demonstrated knowledge of process methodologies ie: SixSigma the disciplined, data-dr...