56 Jobs for Compliance Legal, Compliance Legal, Investment Banking M A

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Investment Banking Counsel (Mergers & Acquisitions and ...

...ated training on topical issues to the Legal Department and business units Create, maintain, and update legal form templates for M&A and capital markets matters. Actively managing legal, regulatory, a...

Compliance, GBM Public Compliance- Equities: Synthetic Financing ...

...and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and...

Compliance, GBM Public Compliance- Equity Derivatives, Associate ...

...and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and...

Compliance, IB-Swap Dealer Compliance, Associate, NY

...and are able to adapt to a changing regulatory landscape. Job Summary & Responsibilities The candidate will be an integral member of the compliance team ("IB Compliance") covering Swap Dealer activiti...

Compliance-New York-Support-Regulatory Compliance

...and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and...

Compliance, Swap Dealer Compliance, Vice President, New ...

...and are able to adapt to a changing regulatory landscape. Swap Dealer Compliance seeks a Compliance Officer to advise internal stakeholders on implementation and development of CFTC, NFA and SEC swap ...

Compliance-New York-Support-Business Unit Compliance

...and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and...

Compliance, Policy Governance, Vice President

...Compliance Manage change in partnership with impacted stakeholders and deliver information and reporting to Compliance management Author and review governing documents that achieve minimum standards w...

Compliance, Data Analysis and Regulatory Monitoring, Fair ...

...management, cross-functional teams, Legal and Compliance colleagues and leadership, and regulatory examiners; Conduct focused analytical research to advance GS Bank's fair and responsible banking anal...

Compliance, Financial Crime Compliance, Risk Management Development ...

...a self-starter and possesses strong analytical, communication, and program management skills. Experience related to AML, economic sanctions compliance or in the wealth management, investment banking, ...